Preclinical and clinical trials are important steps in the process of developing gene therapies, as they protect the safety of the patients. These trials provide a structured, stepwise approach for evaluating safety, efficacy, and risks over the long term for a new gene therapy before approval for general use in humans.
Preclinical Trials
Before any gene therapy reaches human testing, it undergoes preclinical trials, which involve lab-based tests on cell cultures (in vitro) and animal models (in vivo). These early studies aim to predict how the therapy might behave in humans, and to identify major risks that could affect patient safety.
One key focus of preclinical trials is toxicity testing. Researchers use animal models like mice or rats to observe how different doses of the therapy impact cells, tissues, and organs. This provides details of the safe dose range and early signs of toxicity, which plays an essential role in setting the dosing guidelines during clinical trials.
Another critical aspect of preclinical testing is biodistribution, as gene therapies must target specific tissues or organs while avoiding off-target effects. These studies track where the gene therapy vector travels and accumulates in the body, ensuring it reaches the intended site—like the liver or brain—while avoiding non-targeted tissues that could lead to harmful side effects.
By understanding the therapy’s distribution and persistence, researchers can refine its safety profile and reduce the risk of toxicity before advancing to human trials.
Preclinical studies also assess genotoxicity and tumorigenesis to evaluate the risk of the gene therapy causing harmful genetic changes. Researchers investigate whether the therapy could accidentally integrate into the host’s genome in a way that might activate cancer-causing genes or disrupt tumor-suppressing genes, both of which could lead to cancer. These tests help minimize the risk of tumor formation, ensuring the gene therapy is as safe as possible before moving to clinical trials.
Preclinical trials also evaluate immunogenicity, which refers to the potential of the gene therapy to trigger an immune response. This is important because an overactive immune reaction can lead to serious side effects, such as cytokine storms or immune-mediated tissue damage. By identifying these risks early, researchers can adjust the therapy to reduce its immunogenicity and help prevent severe immune reactions during human testing.
Clinical Trials
Once preclinical studies confirm that the gene therapy appears safe, it goes on to clinical trials in humans. Clinical trials are conducted under strict ethical standards and regulations aimed at protecting participants. These would include checks by Institutional Review Boards, informed consent processes, and ongoing monitoring for safety during the time of the trial.
Clinical trials are divided into phases, each with an important role to play in ensuring patient safety.
Phase 0 trials are optional trials in which a very low dose of the therapy is given to a small number of subjects in order to learn more about how the body processes the therapy (known as pharmacokinetics).
Phase I trials, sometimes referred to as "first-in-human studies", are more often the first stage of testing in human subjects. These test the safety of the therapy and define safe doses for further testing.
If Phase I results are promising, the therapy progresses to Phase II trials, which confirm its safety in a larger population and provide data on the potential benefits of the therapy. This phase will help identify other risks that may not have appeared in Phase I.
In Phase III, the therapy is tested on an even larger and more diverse group of patients. The large sample size detects adverse events that are rare and may not have been visible in earlier phases. At this point, the therapy may be approved for use in the general population.
However, the process doesn’t end with approval. Phase IV trials, also known as post-approval monitoring, continue to track the therapy’s long-term effects in the general population. Ongoing monitoring for safety is particularly vital in gene therapies, as this might have very long-term or even permanent effects on the body.
The data gathered from both preclinical and clinical trials play an important role in protecting patients. These trials help minimize risks by identifying potential hazards early in development, ensuring only the safest therapies move forward. They also provide the scientific evidence required for regulatory approval by agencies like the FDA or EMA, which demand proof of safety and efficacy before allowing a therapy to reach the market.
(This answer was provided by Maryam Taghdiri, a GETRADI Fellow based at Freiburg University Medical Center)